Pedro Quinones

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CRD#: 2102119

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pedro Quinones, who also goes by Pete Quinones, was a registered financial professional .

Pedro is a previously registered financial professional and started their career in finance in 1998. Pedro had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 57TO, SIE, Series 57 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Pete Quinones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 21, 2022 - December 8, 2023

M.C. BYRD WEALTH MANAGEMENT, LLC

RIA

CRD#: 151070

Yonkers, NY

Past

January 14, 2016 - August 4, 2020

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

NEW YORK CITY, NY

Past

May 12, 2014 - October 13, 2015

ABEL/NOSER CORP.

CRD#: 7537

NEW YORK, NY

Past

April 29, 2003 - January 27, 2014

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

Past

June 7, 2000 - April 30, 2002

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

Past

December 11, 1998 - May 15, 2000

SCHRODER FUND ADVISORS LLC

CRD#: 24129

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M.C. BYRD WEALTH MANAGEMENT, LLC

401K SHOP | M.C. BYRD WEALTH MANAGEMENT, LLC | M.C. BYRD WEALTH MANAGEMENT | M C BYRD WEALTH MANAGEMENT, LLC

CRD#: 151070 / SEC#: 801-80970

RIA

Registered Investment Advisory firm - (2/18/2015 Approved)

Louisiana

Registered Investment Advisory firm - (3/6/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/3/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/17/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/27/2024

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 3/27/2024

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 4/7/2017

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 12/7/1998

General Securities Representative Examination

Current Firm

M.C. BYRD WEALTH MANAGEMENT, LLC

401K SHOP | M.C. BYRD WEALTH MANAGEMENT, LLC | M.C. BYRD WEALTH MANAGEMENT | M C BYRD WEALTH MANAGEMENT, LLC

CRD#: 151070 / SEC#: 801-80970

RIA

Registered Investment Advisory firm - (2/18/2015 Approved)

Louisiana

Registered Investment Advisory firm - (3/6/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/3/2015 Terminated)

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Contact information

Main Address

18 N. Harris Street, Bellville, TX 77418

Mailing Address

Po Box 948, Bellville, TX 77418

Phone number

(979) 865-0660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MC BYRD 2025 ANNUAL AMENDED FORM ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	975
AUM (Assets Under Management)	$ 273,986,671

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Pedro Quinones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL FINANCIAL SERVICES LLC

ABEL/NOSER CORP.

COWEN EXECUTION SERVICES LLC

COWEN EXECUTION SERVICES LLC

SCHRODER FUND ADVISORS LLC

Primary Firm SEC Registration

M.C. BYRD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2022

Series 63

Date: 5/17/2004

Series 7TO

Date: 3/27/2024

Series 57TO

Date: 3/27/2024

SIE

Date: 10/1/2018

Series 57

Date: 4/7/2017

Series 7

Date: 12/7/1998

Current Firm

M.C. BYRD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

M.C. BYRD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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