Mark D. Reiseman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Daniel Reiseman, who also goes by Mark D Reiseman, Mark Reiseman, Md Reiseman, Mark Daniel Reiseman, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2017 - December 19, 2018
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
April 28, 2014 - February 16, 2015
ARIVE CAPITAL MARKETS
November 1, 2011 - February 7, 2012
WSA AFFILIATES, LLC
October 19, 2011 - February 7, 2012
NDX TRADING, INC.
October 10, 2008 - October 23, 2009
HORNOR, TOWNSEND & KENT, LLC
September 26, 2008 - October 23, 2009
HORNOR, TOWNSEND & KENT, LLC
August 23, 2007 - June 25, 2008
ALLSTATE FINANCIAL SERVICES, LLC
April 29, 2003 - July 31, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
November 14, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
November 14, 1999 - July 31, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
April 1, 1999 - July 29, 1999
DUNWOODY BROKERAGE SERVICES, INC.
February 7, 1997 - May 23, 1997
MORGAN STANLEY DW INC.
April 8, 1992 - January 1, 1997
MORGAN STANLEY DW INC.
January 4, 1991 - February 19, 1992
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
