David W. Hagen
Professional summary
David Walter Hagen, who also goes by David W Hagen, David Hagen, is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 7 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 57, Series 7, Series 31, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Walter Hagen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2015 - Present
LEVEL MARKETS, LLC
Office #1: 99 Summer Street Suite 1700, Boston, MA 02110June 28, 2005 - January 10, 2006
MORGAN STANLEY DW INC.
August 20, 2004 - February 18, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
July 20, 1999 - September 1, 2004
MOORS & CABOT, INC.
December 17, 1996 - July 28, 1999
COMMERZ MARKETS LLC
July 7, 1995 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
June 16, 1994 - May 24, 1995
NATIONAL FINANCIAL SERVICES LLC
January 14, 1992 - May 14, 1994
DRESDNER SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 2/9/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
LEVEL MARKETS, LLC
CRD#: 171752 / SEC#: , 8-69476
Contact information
FINRA licenses (15 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEVEL HOLDINGS, LLC | OWNER | |
| DOLAN, JAMES CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 3219968 |
| HAGEN, DAVID WALTER | CHIEF PRODUCT OFFICER | 2101752 |
| LINARES, JOHN FITZGERALD | GENERAL COUNSEL, CORPORATE SECRETARY | 3104547 |
| MIELE, STEPHEN R | CHIEF EXECUTIVE OFFICER | 2645590 |
| STUPAY, MICHAEL ELLIOT | FINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER | 2287906 |
Red Flags
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Company Information
LEVEL MARKETS, LLC
CRD#: 171752Boston, MA 02110TRUST BUT VERIFY
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