William E. Floria

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CRD#: 210147

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Edward Floria SR., who also goes by Bill Floria, William Edward Floria Sr, William Edward Floria, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1971. William had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 27 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Floria | William Edward Floria Sr | William Edward Floria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 22, 2013 - October 4, 2016

ISC ADVISORS, INC.

RIA

CRD#: 166586

Frederick, MD

Past

June 10, 2008 - December 31, 2013

INSTITUTIONAL SECURITIES CORPORATION

RIA

CRD#: 20291

FREDERICK, MD

Past

August 18, 2006 - October 4, 2016

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

FREDERICK, MD

Past

October 23, 1992 - June 17, 2005

THE HOUSE OF SECURITIES COMPANY

RIA

CRD#: 2236

FREDERICK, MD

Past

September 17, 1973 - June 17, 2005

THE HOUSE OF SECURITIES COMPANY

CRD#: 2236

FREDERICK, MD

Past

March 20, 1972 - October 19, 1973

CAPITAL DEVELOPMENT ASSOCIATES, INC.

CRD#: 1387

Past

July 8, 1971 - March 14, 1972

UVEST INC

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/4/2016

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 27

Date: 10/27/1998

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 00

Date: 7/7/1971

General Securities Principal Examination

Current Firm

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219

Mailing Address

Phone number

(214) 520-1115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC ADVISORS PART 2A-MARCH 2024 (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,989
AUM (Assets Under Management)	$ 1,539,119,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William E. Floria

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INSTITUTIONAL SECURITIES CORPORATION

INSTITUTIONAL SECURITIES CORPORATION

THE HOUSE OF SECURITIES COMPANY

THE HOUSE OF SECURITIES COMPANY

CAPITAL DEVELOPMENT ASSOCIATES, INC.

UVEST INC

Primary Firm SEC Registration

ISC ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/1992

Series 63

Date: 2/17/1988

SIE

Date: 10/4/2016

Series 27

Date: 10/27/1998

Series 00

Date: 7/7/1971

Current Firm

ISC ADVISORS, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC ADVISORS, INC.

TRUST BUT VERIFY

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