Rodney W. Van Belle

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CRD#: 2101354

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rodney Wayne Van Belle, CFP®, who also goes by Rodney Wayne Vanbelle, was a registered financial professional .

Rodney is a previously registered financial professional and started their career in finance in 1990. Rodney had worked at 8 firms and has passed the Series 63, Series 7, Series 10, Series 9, Series 4, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rodney Wayne Vanbelle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Past

October 21, 2013 - February 28, 2025

LNW

RIA

CRD#: 113400

SEATTLE, WA

Past

January 3, 2011 - October 18, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SEATTLE, WA

Past

August 1, 2008 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SEATTLE, WA

Past

September 3, 2003 - May 2, 2008

WAMU CAPITAL CORP.

CRD#: 119069

SEATTLE, WA

Past

December 2, 1998 - July 28, 2003

SYMETRA SECURITIES, INC.

CRD#: 739

BELLEVUE, WA

Past

September 3, 1997 - June 8, 1998

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

April 29, 1991 - September 3, 1997

U.S. BANCORP SECURITIES

CRD#: 17439

PORTLAND, OR

Past

December 7, 1990 - December 31, 1990

U.S. FINANCIAL SECURITIES, INC.

CRD#: 17854

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LNW

CRD#: 113400 / SEC#: 801-60345

RIA

Registered Investment Advisory firm - (6/8/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/30/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/23/2010

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/7/2009

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 6/24/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/26/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/16/1997

Municipal Securities Principal Examination

Current Firm

LNW

CRD#: 113400 / SEC#: 801-60345

RIA

Registered Investment Advisory firm - (6/8/2001 Approved)

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Contact information

Main Address

801 Second Avenue, Suite 1600, Seattle, WA 98104-1564

Mailing Address

Phone number

(206) 464-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LNW WEALTH MANAGMENT LLC - PART 2A ANNUAL UPDATE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,463
AUM (Assets Under Management)	$ 4,526,284,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rodney W. Van Belle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WAMU CAPITAL CORP.

SYMETRA SECURITIES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP SECURITIES

U.S. FINANCIAL SECURITIES, INC.

Primary Firm SEC Registration

LNW

State Registrations and Notice Filings

Exams

Series 63

Date: 10/15/1990

Series 7

Date: 10/30/1990

Series 10

Date: 8/23/2010

Series 9

Date: 7/7/2009

Series 4

Date: 6/24/2009

Series 24

Date: 12/26/2002

Series 53

Date: 6/16/1997

Current Firm

LNW

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LNW

TRUST BUT VERIFY

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