Daniel B. Newberg
Professional summary
Daniel Blake Newberg, CFP®, who also goes by Dan Newberg, is a registered financial advisor currently at BERKELEY CAPITAL PARTNERS, LLC located in Milton, Georgia.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Blake Newberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2015 - Present
BERKELEY CAPITAL PARTNERS, LLC
Office #1: 3000 Heritage Walk Suite 301, Milton, GA 30004August 21, 2015 - December 31, 2016
TRIAD ADVISORS LLC
July 10, 2009 - August 25, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 10, 2009 - August 25, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 1, 2009 - July 30, 2009
MORGAN STANLEY
June 1, 2009 - July 30, 2009
MORGAN STANLEY
October 5, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 30, 1999 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
BERKELEY CAPITAL PARTNERS, LLC
CRD#: 281082 / SEC#: 801-106521
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/20/2015)
(8/20/2015)
Exams
Current Firm
BERKELEY CAPITAL PARTNERS, LLC
CRD#: 281082 / SEC#: 801-106521
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,298 |
| AUM (Assets Under Management) | $ 999,117,565 |
Red Flags
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