SK
Steven R. Karpel
WELCY CAPITAL ADVISORS
MIAMI, FL 33131
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CRD#: 2100626
SK
Steven Roy KarpelWELCY CAPITAL ADVISORS
Professional summary
Steven Roy Karpel is a registered financial advisor currently at WELCY CAPITAL ADVISORS LLC located in Miami, Florida and PRIVAL SECURITIES USA, INC. located in Miami, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Steven has worked at 14 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 62, Series 24, Series 27 and Series 4 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Welcy Capital Advisors, LLC , 01/2026, CCO, investment related, affiliated investment adviser firm, 10-15 hours a week during trading hours. eFINOP LLC; non-investment related; business address: 40 SW 13th St, Suite 201B, Miami, FL 33130; nature of the business: software application to automate of financial reports; position/title: CEO/Founder, 50% owner; start date 02/2025; approximate number of hours/month devoted: <5; approximate number of hours devoted during trading hours: 0; duties/responsibilities: assist partner when required to make operational decisions eFINOP Technologies LLC; non-investment related: business address: 40 SW 13th St, Suite 201B, Miami, FL 33130; nature of the business: owner of intellectual property of software application to automate of financial reports; position/title: CEO/Founder, 40% owner; start date 02/2025; approximate number of hours/month devoted: <5; approximate number of hours devoted during trading hours: 0; duties/responsibilities: planning and oversight of development of software application to automate financial reports Optimal Real Estate Development: non-investment related: business address: 500 Brickell Ave Suite 3410, Miami, FL 33131; nature of the business: real estate development; position/title: Managing Member/100% owner; start date 02/2025; approximate number of hours/month devoted: <5; approximate number of hours devoted during trading hours: 0; duties/responsibilities: real estate investing and development U.S. Corporate Concierge LLC; non-investment related; business address: 500 Brickell Avenue, Suite 3410, Miami, FL 33131; the nature of the business: bookkeeping and administrative services to U.S. corporate entities; position/title: Managing Partner / 50% Owner; start date: 06/21; approximate number of hours/month devoted: <5; approximate number of hours/month devoted during trading hours: 0; duties/responsibilities relating to the other business: limited to monthly review of financials and general ledger completed by bookkeeper and administrative services. Opus Design and Development Fund, Miami, FL , Managing Partner and CFO, development of waterfront luxury homes, January 2024, approximate 5 hours a week, 2 hours a week during trading hours, investment related. Americanus Capital Partners LLC; not securities related; Miami, FL 33130; the nature of the business: personal investments in private mortgage lending; position/title: Owner; start date: 10/2018; approximate number of hours/month devoted: 0; number of hours during trading hours: 0; no duties related to business. 1414 West Ave LLC: Miami, FL 33130; start date 12/2022; nature of business: project management of a construction project; [project manager; approximate number of hours/month devoted: <5; number of hours during trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Steven Roy Karpel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2026 - Present
WELCY CAPITAL ADVISORS LLC
Office #1: 1101 Brickell Avenue Suite 1600, Miami, FL 33131RIA
CRD#: 154782
MIAMI, FL
Current
June 5, 2026 - Present
PRIVAL SECURITIES USA, INC.
Office #1: 1101 Brickell Avenue Suite N 1600, Miami, FL 33131BD
CRD#: 337499
MIAMI, FL
Past
June 14, 2024 - August 26, 2025
HPO AMERICAS LTD.
RIA
CRD#: 311519
MIAMI, FL
Past
July 30, 2021 - December 31, 2023
HPO AMERICAS LTD.
RIA
CRD#: 311519
MIAMI, FL
Past
February 26, 2021 - May 27, 2021
HPO AMERICAS LTD.
RIA
CRD#: 311519
MIAMI, FL
Past
August 3, 2018 - May 5, 2020
BRICKELL GLOBAL MARKETS, INC.
BD
CRD#: 104316
MIAMI, FL
Past
July 29, 2015 - February 8, 2016
LEVELX CAPITAL LLC
BD
CRD#: 117028
BROOKLYN, NY
Past
November 1, 2013 - November 24, 2017
TAVIRA SECURITIES US LLC
BD
CRD#: 145046
MIAMI, FL
Past
March 4, 2013 - November 7, 2013
ACTIVA CAPITAL MARKETS, INC.
BD
CRD#: 42619
MIAMI, FL
Past
November 12, 2012 - February 13, 2013
INTERBOLSA SECURITIES, LLC
BD
CRD#: 150715
MIAMI, FL
Past
January 5, 2012 - July 20, 2012
ACTIVA CAPITAL MARKETS, INC.
BD
CRD#: 42619
MIAMI, FL
Past
June 9, 2010 - April 13, 2011
INTERBOLSA SECURITIES, LLC
BD
CRD#: 150715
MIAMI, FL
Past
May 21, 2009 - June 23, 2009
EXECUTION ACCESS, LLC
BD
CRD#: 148423
NEW YORK, NY
Past
December 17, 2004 - January 12, 2007
BULLTICK SECURITIES, LLC
BD
CRD#: 132092
MIAMI, FL
Past
August 7, 2001 - August 5, 2004
FINANCIALX, INC.
BD
CRD#: 13833
ALCOBENDAS (MADRID),
Past
November 15, 2000 - March 21, 2002
EURONET SECURITIES CORP.
BD
CRD#: 48010
MADRID,
Past
March 30, 1999 - August 23, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 18, 1991 - July 25, 1991
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WELCY CAPITAL ADVISORS LLC
LW INVESTMENT MANAGEMENT (USA) INC. | WELCY CAPITAL ADVISORS LLC | PRINCIPLE ASSET MANAGEMENT LLC | LW PARTNERS | LW INVESTMENT MANAGEMENT (USA) LLC
CRD#: 154782 / SEC#: 801-130588
RIA
Registered Investment Advisory firm - (6/28/2024 Approved)Florida
Registered Investment Advisory firm - (7/17/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/15/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/4/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 2/4/2024
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 3/15/1991
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WC
WELCY CAPITAL ADVISORS LLC
LW INVESTMENT MANAGEMENT (USA) INC. | WELCY CAPITAL ADVISORS LLC | PRINCIPLE ASSET MANAGEMENT LLC | LW PARTNERS | LW INVESTMENT MANAGEMENT (USA) LLC
CRD#: 154782 / SEC#: 801-130588
RIA
Registered Investment Advisory firm - (6/28/2024 Approved)Florida
Registered Investment Advisory firm - (7/17/2024 Terminated)Loading...
Contact information
Main Address
1101 Brickell Avenue Suite 1600, Miami, FL 33131
Mailing Address
Phone number
(786) 353-0036
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 183,631,565 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/09/2026 | ||
| 03/05/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
