Steven R. Karpel

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CRD#: 2100626

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Roy Karpel was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1991. Steven had worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 62, Series 27, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

eFINOP LLC; non-investment related; business address: 40 SW 13th St, Suite 201B, Miami, FL 33130; nature of the business: software application to automate of financial reports; position/title: CEO/Founder, 50% owner; start date 02/2025; approximate number of hours/month devoted: <5; approximate number of hours devoted during trading hours: 0; duties/responsibilities: assist partner when required to make operational decisions eFINOP Technologies LLC; non-investment related: business address: 40 SW 13th St, Suite 201B, Miami, FL 33130; nature of the business: owner of intellectual property of software application to automate of financial reports; position/title: CEO/Founder, 40% owner; start date 02/2025; approximate number of hours/month devoted: <5; approximate number of hours devoted during trading hours: 0; duties/responsibilities: planning and oversight of development of software application to automate financial reports Optimal Real Estate Development: non-investment related: business address: 500 Brickell Ave Suite 3410, Miami, FL 33131; nature of the business: real estate development; position/title: Managing Member/100% owner; start date 02/2025; approximate number of hours/month devoted: <5; approximate number of hours devoted during trading hours: 0; duties/responsibilities: real estate investing and development U.S. Corporate Concierge LLC; non-investment related; business address: 500 Brickell Avenue, Suite 3410, Miami, FL 33131; the nature of the business: bookkeeping and administrative services to U.S. corporate entities; position/title: Managing Partner / 50% Owner; start date: 06/21; approximate number of hours/month devoted: <5; approximate number of hours/month devoted during trading hours: 0; duties/responsibilities relating to the other business: limited to monthly review of financials and general ledger completed by bookkeeper and administrative services. Opus Design and Development Fund, Miami, FL , Managing Partner and CFO, development of waterfront luxury homes, January 2024, approximate 5 hours a week, 2 hours a week during trading hours, investment related. Americanus Capital Partners LLC; not securities related; Miami, FL 33130; the nature of the business: personal investments in private mortgage lending; position/title: Owner; start date: 10/2018; approximate number of hours/month devoted: 0; number of hours during trading hours: 0; no duties related to business. 1414 West Ave LLC: Miami, FL 33130; start date 12/2022; nature of business: project management of a construction project; [project manager; approximate number of hours/month devoted: <5; number of hours during trading hours: 0

Blog Corner

CRS (Client Relationship Summary)

CRD#: 7556

PURCHASE, NY

Past

March 18, 1991 - July 25, 1991

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Date: 2/4/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/4/2024

Registered Options Principal Examination

Current Firm

HPO AMERICAS LTD.

CRD#: 311519 / SEC#: 801-119882

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(305) 998-6303

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven R. Karpel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HPO AMERICAS LTD.

HPO AMERICAS LTD.

BRICKELL GLOBAL MARKETS, INC.

LEVELX CAPITAL LLC

TAVIRA SECURITIES US LLC

ACTIVA CAPITAL MARKETS, INC.

INTERBOLSA SECURITIES, LLC

ACTIVA CAPITAL MARKETS, INC.

INTERBOLSA SECURITIES, LLC

EXECUTION ACCESS, LLC

BULLTICK SECURITIES, LLC

FINANCIALX, INC.

EURONET SECURITIES CORP.

MORGAN STANLEY DW INC.

J. W. GANT & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2021

Series 63

Date: 6/24/1991

Series 7TO

Date: 2/4/2024

Series 99TO

Date: 2/4/2024

SIE

Date: 10/1/2018

Series 7

Date: 3/29/1999

Series 62

Date: 3/15/1991

Series 27

Date: 2/4/2024

Series 24

Date: 2/4/2024

Series 4

Date: 2/4/2024

Current Firm

HPO AMERICAS LTD.

Contact information

Documents

Red Flags

Company Information

HPO AMERICAS LTD.

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