Milissa A. Steinerbauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milissa Ann Steinerbauer, who also goes by Milissa Steiner Bauer Mrs., Milissa Ann Steiner, was a registered financial professional .
Milissa is a previously registered financial professional and started their career in finance in 1991. Milissa had worked at 1 firm and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 1991 - April 30, 2013
KRIEBEL GAS & OIL INVESTMENTS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KRIEBEL GAS & OIL INVESTMENTS CORP.
CRD#: 20935 / SEC#: , 8-38585
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JGG PARTNERS LP | SHAREHOLDER | |
| KRIEBEL, JAMES EDWARD | SHAREHOLDER/DIRECTOR | 1744337 |
| KRIEBEL, PENNY KATHLEEN | PRINCIPAL/CCO/SEC/TREASURER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
