Mark E. Pogreba

AVIOR WEALTH MANAGEMENT

OMAHA, NE 68154

Some features on this profile are disabled

CRD#: 2100591

Professional summary

Mark Edward Pogreba, CFP® is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Omaha, Nebraska.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Mark has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

04/18/2017 - MAKD, INC./ FAMILY BUSINESS/ 1%/ PLATTSMOUTH, NE 6/6/2017 - Brokers Clearing House - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/12/2017 - 1 Hour Per Month During Securities Trading. 02/27/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:01/01/2019 - 5 hrs/mo - 3 hours during trading. 06/10/2019 - No business name - Not investment related - various locations - Musician - start date:06/08/2019 - 8 hrs/mo - 0 hrs during trading - Musician/singer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Pogreba's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

August 12, 2021 - Present

AVIOR WEALTH MANAGEMENT, LLC

Office #1: 14301 First National Bank Parkway Suite 410, Omaha, NE 68154

RIA

CRD#: 148674

OMAHA, NE

Past

April 19, 2017 - August 6, 2021

SILVERLEAF ADVISOR GROUP, LLC

RIA

CRD#: 286071

OMAHA, NE

Past

April 18, 2017 - July 30, 2021

LPL FINANCIAL LLC

CRD#: 6413

OMAHA, NE

Past

October 30, 2012 - April 18, 2017

AVIOR WEALTH MANAGEMENT, LLC

RIA

CRD#: 148674

OMAHA, NE

Past

October 26, 2012 - April 19, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

OMAHA, NE

Past

January 2, 2009 - October 29, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PAPILLION, NE

Past

April 16, 2002 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

PAPILLION, NE

Past

January 4, 1999 - October 29, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PAPILLION, NE

Past

July 9, 1996 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

June 28, 1994 - July 16, 1996

GILBERT MARSHALL & COMPANY

CRD#: 13954

GREELEY, CO

Past

April 29, 1993 - June 28, 1994

WWK INVESTMENTS, INC.

CRD#: 25184

NORTHVILLE, MI

Past

October 25, 1990 - May 6, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 25, 1990 - May 6, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA

Registered Investment Advisory firm - (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(8/13/2021)

IAR

Nebraska
(8/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/13/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/2/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/1997

General Securities Principal Examination

Current Firm

AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA

Registered Investment Advisory firm - (12/4/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

14301 First National Bank Parkway Suite 410, Omaha, NE 68154

Mailing Address

Phone number

(402) 218-4064

Established

Firm type

Fiscal year end

# of Employees

201

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVIOR ADV 2A 3/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,385
AUM (Assets Under Management)	$ 5,083,670,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Byron Smith

OSAIC WEALTH, INC.

IAR

OMAHA, NE

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark E. Pogreba

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Pogreba's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVERLEAF ADVISOR GROUP, LLC

LPL FINANCIAL LLC

AVIOR WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

GILBERT MARSHALL & COMPANY

WWK INVESTMENTS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

AVIOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/1990

SIE

Date: 10/1/2018

Series 7

Date: 10/24/1990

Series 51

Date: 4/2/2004

Series 24

Date: 9/2/1997

Current Firm

AVIOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVIOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors