Marcelo Gualda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcelo Gualda, who also goes by Marc Gualda, was a registered financial professional .
Marcelo is a previously registered financial professional and started their career in finance in 1990. Marcelo had worked at 8 firms and has passed the Series 63, Series 3, SIE, Series 25, Series 55, Series 7, Series 30, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2019 - August 3, 2020
BRASIL PLURAL SECURITIES LLC
December 10, 2007 - December 15, 2015
VCS VENTURE SECURITIES
June 26, 2007 - October 1, 2007
ASTORIA CAPITAL MARKETS, INC.
September 28, 2005 - November 9, 2006
JEFFERIES LLC
March 14, 2005 - November 9, 2006
JEFFERIES EXECUTION SERVICES, INC.
August 9, 1993 - March 14, 2005
CROWN FINANCIAL GROUP, INC.
February 5, 1992 - August 5, 1993
CORTLANDT CAPITAL CORPORATION
December 20, 1990 - February 13, 1992
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 6/23/2005
NYSE Trading Assistant ExaminationSeries 55
Date: 4/22/2000
Limited Representative-Equity Trader ExamCurrent Firm
BRASIL PLURAL SECURITIES LLC
CRD#: 159384 / SEC#: , 8-68982
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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