Ilva I. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ilva Ismenee Jones, who also goes by Ilva Jones, was a registered financial professional .
Ilva is a previously registered financial professional and started their career in finance in 1991. Ilva had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2017 - August 2, 2018
PINAFORE WEALTH COUNSEL INC.
February 3, 2016 - July 30, 2016
MORGAN STANLEY
January 28, 2016 - July 30, 2016
MORGAN STANLEY
October 21, 2014 - May 26, 2015
AVANTAX ADVISORY SERVICES
September 19, 2014 - May 26, 2015
AVANTAX INVESTMENT SERVICES, INC.
September 23, 2013 - February 25, 2014
EDWARD JONES
June 22, 2013 - February 25, 2014
EDWARD JONES
June 28, 2000 - September 22, 2005
OPPENHEIMER & CO. INC.
July 1, 1998 - August 4, 1998
WACHOVIA SECURITIES, INC.
April 4, 1996 - June 30, 1998
CAROLINA CAPITAL MARKETS, INC.
June 20, 1995 - February 28, 1996
MORGAN KEEGAN & COMPANY, LLC
January 1, 1991 - June 5, 1991
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PINAFORE WEALTH COUNSEL INC.
CRD#: 170540 / SEC#: 801-130577
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINAFORE WEALTH COUNSEL INC.
CRD#: 170540 / SEC#: 801-130577
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 325 |
| AUM (Assets Under Management) | $ 173,580,768 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
