Stephen S. Philip
Professional summary
Stephen Scott Philip, CIMA®, who also goes by Steve Philip, is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. located in Chicago, Illinois.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Stephen has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Scott Philip's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2016 - Present
ZACKS INVESTMENT MANAGEMENT, INC.
Office #1: 101 N. Wacker Drive Suite 1500, Chicago, IL 60606June 3, 2003 - February 28, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 17, 2003 - February 28, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 9, 1992 - January 25, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 1990 - August 7, 1992
IDS LIFE INSURANCE COMPANY
November 19, 1990 - August 7, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2016)
Exams
Current Firm
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,050 |
| AUM (Assets Under Management) | $ 12,414,372,511 |
Red Flags
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