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GL

Glenn E. Lesko

Some features on this profile are disabled
CRD#: 2100340
GL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glenn Eric Lesko was a registered financial professional .

Glenn is a previously registered financial professional and started their career in finance in 1990. Glenn had worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 22, 2018 - June 7, 2021

DASH FINANCIAL TECHNOLOGIES LLC

BD
CRD#: 104031
New York, NY
Past

February 26, 2015 - March 31, 2017

BLOOMBERG TRADEBOOK LLC

BD
CRD#: 40881
NEW YORK, NY
Past

August 8, 2006 - April 21, 2014

INSTINET, LLC

BD
CRD#: 7897
NEW YORK, NY
Past

September 9, 2003 - August 7, 2006

CF GLOBAL TRADING, LLC

BD
CRD#: 104245
NORWALK, CT
Past

April 24, 2001 - February 19, 2003

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

May 1, 1999 - April 11, 2001

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

March 15, 1995 - May 1, 1999

ABN AMRO ASIA INC.

BD
CRD#: 37057
NEW YORK, NY
Past

March 2, 1994 - March 28, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 14, 1992 - April 1, 1994

BURNS FRY INC

BD
CRD#: 7146
NEW YORK, NY
Past

June 28, 1991 - November 26, 1991

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

November 29, 1990 - May 7, 1991

CIBC WOOD GUNDY SECURITIES CORP.

BD
CRD#: 3801
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/25/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/30/2013
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/28/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/22/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/5/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/3/2000
General Securities Sales Supervisor - Options Module Examination

Current Firm

DF
DASH FINANCIAL TECHNOLOGIES LLC
DASH FINANCIAL LLC | ELECTRONIC BROKERAGE SYSTEMS, LLC | ELECTRONIC BROKERAGE SYSTEMS, INC. | DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031 / SEC#: , 8-52503

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 S.wacker Drive Suite 2450, Chicago, IL 60606
Mailing Address
200 S.wacker Drive Suite 2450, Chicago, IL 60606
Phone number
(312) 986-2006
Established
Delaware since 12/18/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DFT INTERMEDIATE LLCMEMBER
BUTLER, JACLYN LEIGHCHIEF COMPLIANCE OFFICER4175577
LONGOBARDI, JEREMYFINOP6694598
MILITO, STINO MARIOPRESIDENT4072644
MILLER, TIMOTHY PATRICKCHIEF OPERATING OFFICER5175547

Disclosures

Regulatory Event68

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031

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