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GL

Glenn Eric Lesko

CRD# 2100340·Registered 1990 - 2021
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Eric Lesko was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1990 - 2021. Glenn had worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
New York, NY
June 22, 2018 - June 7, 2021
BLOOMBERG TRADEBOOK LLC·CRD# 40881
BD
New York, NY
February 26, 2015 - March 31, 2017
INSTINET, LLC·CRD# 7897
BD
New York, NY
August 8, 2006 - April 21, 2014
CF GLOBAL TRADING, LLC·CRD# 104245
BD
Norwalk, CT
September 9, 2003 - August 7, 2006
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
April 24, 2001 - February 19, 2003
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
May 1, 1999 - April 11, 2001
ABN AMRO ASIA INC.·CRD# 37057
BD
New York, NY
March 15, 1995 - May 1, 1999
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
March 2, 1994 - March 28, 1995
BURNS FRY INC·CRD# 7146
BD
New York, NY
January 14, 1992 - April 1, 1994
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
June 28, 1991 - November 26, 1991
CIBC WOOD GUNDY SECURITIES CORP.·CRD# 3801
BD
New York, NY
November 29, 1990 - May 7, 1991

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Current Firm

DF
DASH FINANCIAL TECHNOLOGIES LLC

DASH FINANCIAL LLC | ELECTRONIC BROKERAGE SYSTEMS, LLC | ELECTRONIC BROKERAGE SYSTEMS, INC. | DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031 / SEC#: 8-52503
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 S.wacker Drive Suite 2450, Chicago, IL 60606

Mailing Address

200 S.wacker Drive Suite 2450, Chicago, IL 60606

Phone Number

(312) 986-2006

Established

Delaware since 12/18/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DFT INTERMEDIATE LLCMEMBER—
BUTLER, JACLYN LEIGHCHIEF COMPLIANCE OFFICER4175577
LONGOBARDI, JEREMYFINOP6694598
MARTIN, TOMMY RICHARDCHIEF OPERATING OFFICER6492829
MILITO, STINO MARIOCHIEF EXECUTIVE OFFICER4072644
MILLER, TIMOTHY PATRICKPRESIDENT5175547

Disclosures

Regulatory Event

69

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1991About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2013

Series 7 — General Securities Representative Examination

Passed Nov 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2013About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2000About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2000About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GL
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