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ET

Edward Tsuker

KINGSWOOD CAPITAL PARTNERS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2100312
ET

Professional summary


Edward Tsuker, who also goes by Ed Tsuker, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Miami, Florida.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 9 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ed Tsuker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Edward Tsuker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 10, 2023 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 1111 Brickell Ave Ste 1820, Miami, FL 33131
BD
CRD#: 288898
Miami, FL
Past

January 18, 2022 - April 7, 2023

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
Miami, FL
Past

May 4, 2020 - February 4, 2022

D. BORAL CAPITAL

BD
CRD#: 103792
New York, NY
Past

February 3, 2017 - May 22, 2020

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

March 1, 2011 - November 1, 2016

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

January 19, 2010 - October 20, 2010

KNIGHT LIBERTAS LLC

BD
CRD#: 124790
NEW YORK, NY
Past

May 22, 2008 - October 20, 2010

KNIGHT CAPITAL MARKETS LLC

BD
CRD#: 38379
NEW YORK, NY
Past

June 12, 2006 - April 9, 2008

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

July 17, 2002 - May 8, 2006

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY
Past

July 18, 2000 - June 4, 2002

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/23/2024)
RR
California
(4/10/2023)
RR
Connecticut
(4/10/2023)
RR
Florida
(4/10/2023)
RR
Massachusetts
(4/10/2023)
RR
Mississippi
(4/12/2024)
RR
Nevada
(4/10/2023)
RR
New Jersey
(4/10/2023)
RR
New York
(4/10/2023)
RR
Pennsylvania
(4/10/2023)
RR
Texas
(4/10/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 4/26/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/22/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KC
KINGSWOOD CAPITAL PARTNERS, LLC
CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Nevada since 10/26/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KINGSWOOD US, LLCMEMBER
ALSORAIMI, MOHAMEDCCO5319490
GOLDEN, JAIME GALIONEPRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS2946822
NESSIM, MICHAEL HASKELCEO2573543
PITKOFF, DAVID JONATHANCFO2822280
RAYEVSKIY, VALERIY PCOO5788810
ROMERO, MONIQUE VICTORIAFINOP6712654
WILDER, JEREMY MATHEWCHIEF LEGAL OFFICER7080690

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898Miami, FL 33131

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