Gregory A. Delmonte
STIFEL, NICOLAUS & COMPANY | Managing Director
MIAMI BEACH, FL 33139
Some features on this profile are disabled
CRD#: 2100133
Professional summary
Gregory Allen Delmonte, who also goes by Gregory A Delmonte, Gregory Alen Delmonte, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Miami Beach, Florida.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Biography
With nearly 30 years of experience in portfolio construction and asset allocation, Greg has a deep understanding of client needs, working closely with a broad array of high-net-worth and institutional investors, including athletes, entertainers, family offices, and middle-market institutions.
Leveraging Stifel's extensive resources, including the strong relationships he's forged with experienced research analysts and traders, Greg develops customized portfolios with his clients' best interests at heart. This approach has enabled him to build deep, long-standing relationships, many of which date back to the beginning of his career.
Greg began his investment career with Smith Barney in 1990 and joined Stifel in 2015 upon the firm's acquisition of Barclays Wealth and Investment Management, Americas. He joined Barclays as a Managing Director in 2008 when the firm acquired the Lehman Brothers Private Investment Management (PIM) business in the Americas. He worked for Lehman Brothers from 2000 to 2008 after serving as a Director in the Private Client Division of SG Cowen from 1995 to 2000.
Greg was named as one of Barron's Top Financial Advisors for 2019-2020 for the State of New York. He is also a member of the NFLPA's Registered Player Financial Advisor Program.
A native of Rochester, NY, Greg earned a B.S. in finance from Syracuse University and is actively involved within its alumni network. He is married with three children and is an avid golfer and boater.
Question & Answer
What are your service offerings?
Trust & estate planning
Loans/credit services
Institutional consulting
Executive services/Equity comp...
Financial planning
Insurance
Trading individual securities
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Gregory A Delmonte | Gregory Alen Delmonte
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GAD HHK LLC;3511 Silverside Road, Wilmington DE 19810;LLC whose sole purpose is to hold a boat; boat owner; 4/9/19;1.00 Hour(s) Per Year; not during securities trading hours; Not investment related. 2. Nine Tripple Diamond Way LLC;55 Saddle Brook Drive Hohokus NJ 07423;Holds a house;Co owner of the LLC; 11/1/18;0.00 Hour(s) Per Day; not during securities trading hours; investment related. 3. 4Stay;1751 Pinnacle Dr McLean VA 22102;Student Housing;Advisor;general advising to the business;9/9/19;5 hr/wk; not during securities trading hours; not investment related. 4. SGD Real Estate Holdings LLC; 5 Saddle Brook Drive, HoHoKus, NJ 07423; hold real estate investments; 50% owner, no mngt; 01/01/2024; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Allen Delmonte's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Allen Delmonte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2015 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 2340 Collins Avenue Suite 200, Miami Beach, FL 33139Office #2: 1095 Avenue Of The Americas 3rd & 4th Floors, New York, NY 10036RIA
BD
CRD#: 793
MIAMI BEACH, FL
Current
December 4, 2015 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 2340 Collins Avenue Suite 200, Miami Beach, FL 33139Office #2: 1095 Avenue Of The Americas 3rd & 4th Floors, New York, NY 10036RIA
BD
CRD#: 793
MIAMI BEACH, FL
Past
January 21, 2009 - December 4, 2015
BARCLAYS CAPITAL INC.
RIA
CRD#: 19714
NEW YORK, NY
Past
September 22, 2008 - December 4, 2015
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
January 29, 2008 - October 15, 2008
LEHMAN BROTHERS INC.
RIA
CRD#: 7506
NEW YORK, NY
Past
October 11, 2000 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
July 1, 1998 - October 19, 2000
COWEN AND COMPANY
BD
CRD#: 7616
NEW YORK, NY
Past
May 26, 1995 - July 1, 1998
FINANCIAL SQUARE PARTNERS
BD
CRD#: 1541
NEW YORK, NY
Past
April 3, 1991 - June 13, 1995
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/3/2025)
RR
California(12/4/2015)
RR
Colorado(12/4/2015)
RR
Connecticut(12/4/2015)
RR
Delaware(11/6/2020)
RR
District of Columbia(12/4/2015)
RR
Florida(12/5/2015)
IAR
Florida(5/5/2021)
RR
Georgia(12/4/2015)
RR
Illinois(12/4/2015)
RR
Indiana(7/28/2023)
RR
Kansas(8/9/2024)
RR
Louisiana(12/4/2015)
RR
Maine(12/4/2015)
RR
Maryland(12/4/2015)
RR
Massachusetts(12/4/2015)
RR
Minnesota(4/5/2018)
RR
Missouri(12/4/2015)
RR
Montana(7/17/2023)
RR
Nebraska(4/24/2024)
RR
Nevada(12/4/2015)
RR
New Hampshire(12/4/2015)
RR
New Jersey(12/4/2015)
RR
New York(12/4/2015)
IAR
New York(5/26/2021)
RR
North Carolina(12/4/2015)
RR
Ohio(10/6/2020)
RR
Pennsylvania(12/4/2015)
IAR
Pennsylvania(12/4/2015)
RR
Puerto Rico(12/4/2015)
RR
Rhode Island(12/4/2015)
RR
Tennessee(12/4/2015)
RR
Texas(12/4/2015)
IAR
Texas(12/4/2015)
RR
Utah(8/5/2022)
RR
Virginia(12/4/2015)
RR
Wisconsin(12/4/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Managing DirectorCRD#: 793Miami Beach, FL 33139TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
