AM
Augusto G. Medal
INSIGHT SECURITIES
Asuncion, 6680
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CRD#: 2099967
AM
Professional summary
Augusto German Medal, who also goes by Augusto G Medal, is a registered financial advisor currently at INSIGHT SECURITIES, INC. .
Augusto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Augusto has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Augusto G Medal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Prytaneum Global Advisor, Director, Facundo Machain 6680 4th Floor, Asuncion, Paraguay, started in 2009, 60-80 hours per month, working as President, providing hedging needs for institutional customers using cutures contracts, none of the clients will have accounts at Insight.
CRS (Client Relationship Summary) - RIA
Click below to view Augusto German Medal's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Augusto German Medal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2023 - Present
INSIGHT SECURITIES, INC.
Office #1: Facundo Machain 4th Floor, Asuncion 6680RIA
BD
CRD#: 5611
Asuncion,
Current
March 3, 2022 - Present
INSIGHT SECURITIES, INC.
Office #1: 777 Brickell Ave. Suite 586, Miami, FL 33131RIA
BD
CRD#: 5611
Miami, FL
Past
September 23, 2020 - January 27, 2022
INSIGNEO ADVISORY SERVICES, LLC
RIA
CRD#: 282589
Asuncion,
Past
August 12, 2020 - January 27, 2022
INSIGNEO SECURITIES, LLC
BD
CRD#: 29249
Asuncion,
Past
May 7, 2018 - August 6, 2020
INSIGHT SECURITIES, INC.
RIA
CRD#: 5611
Asuncion,
Past
April 2, 2018 - August 6, 2020
INSIGHT SECURITIES, INC.
BD
CRD#: 5611
Asuncion,
Past
July 31, 2017 - May 8, 2018
INSIGNEO ADVISORY SERVICES, LLC
RIA
CRD#: 282589
MIAMI, FL
Past
July 31, 2017 - May 7, 2018
INSIGNEO SECURITIES, LLC
BD
CRD#: 29249
ASUNCION,
Past
July 27, 2010 - July 31, 2017
NORTHEAST ASSET MANAGEMENT LLC
RIA
CRD#: 117567
MITCHEL FIELD, NY
Past
April 30, 2010 - July 31, 2017
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
ASUNCION,
Past
March 5, 2008 - May 4, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ASUNCION,
Past
July 1, 2003 - May 4, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ASUNCION,
Past
March 5, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
October 8, 1990 - October 30, 1992
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INSIGHT SECURITIES, INC.
G. A. HORWITZ & CO., INC. | THE HELMSMAN GROUP, INC. | PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. | PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. | PRECISE INVESTMENT MANAGEMENT | PASSERELLE ADVISORS | MISSION GLOBAL PARTNERS | INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. | INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. | INSIGHT SECURITIES, INC. | INSIGHT AMERICAS SECURITIES INC | HORWITZ, SCHAKNER & ASSOCIATES, INC. | HORWITZ PHILANTHROPIC ADVISORS | HORWITZ & ASSOCIATES, INC. | GWM PARTNERS
CRD#: 5611 / SEC#: 801-12999, 8-16247
RIA
Registered Investment Advisory firm - SEC (5/25/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/15/2023)
IAR
Florida(5/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/8/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
INSIGHT SECURITIES, INC.
G. A. HORWITZ & CO., INC. | THE HELMSMAN GROUP, INC. | PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. | PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. | PRECISE INVESTMENT MANAGEMENT | PASSERELLE ADVISORS | MISSION GLOBAL PARTNERS | INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. | INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. | INSIGHT SECURITIES, INC. | INSIGHT AMERICAS SECURITIES INC | HORWITZ, SCHAKNER & ASSOCIATES, INC. | HORWITZ PHILANTHROPIC ADVISORS | HORWITZ & ASSOCIATES, INC. | GWM PARTNERS
CRD#: 5611 / SEC#: 801-12999, 8-16247
RIA
Registered Investment Advisory firm - SEC (5/25/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
600 Central Ave Suite 293, Highland Park, IL 60035
Mailing Address
600 Central Ave Suite 293, Highland Park, IL 60035
Phone number
(224) 632-4700
Established
Delaware since 11/12/1970
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
25
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 94,216,934 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSIGHT SECURITIES, INC.
CRD#: 5611Asuncion 6680TRUST BUT VERIFY
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