Joyce B. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joyce Benet Williams was a registered financial professional .
Joyce is a previously registered financial professional and started their career in finance in 1990. Joyce had worked at 5 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1994 - November 21, 1994
CHADWICK FINANCIAL GROUP, INC.
July 25, 1994 - July 25, 1994
DIRECT EQUITIES, INC.
September 16, 1993 - July 19, 1994
CHADWICK FINANCIAL GROUP, INC.
March 1, 1993 - October 1, 1993
TRAVCO FINANCIAL GROUP, INC.
June 4, 1991 - September 20, 1991
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
April 11, 1991 - May 10, 1991
CITY ASSOCIATES INVESTMENT CORPORATION
November 28, 1990 - March 14, 1991
DIRECT EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHADWICK FINANCIAL GROUP, INC.
CRD#: 15368 / SEC#: , 8-32080
Contact information
Documents
Red Flags
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