Michael Jon Lantz
CFP®Professional Summary
Michael Jon Lantz, CFP®, who also goes by Mike Lantz, is a registered financial advisor currently at LANTZ FINANCIAL LLC located in Naperville, Illinois. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate & Legacy Planning
- Financial Planning
- Risk Management & Insurance
- Investment Management
- Retirement Planning
Other Aliases
Mike Lantz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
LANTZ FINANCIAL LLC | THE LANTZ FINANCIAL TEAM | LANTZ TEAM | LANTZ FINANCIAL TEAM
Contact Information
Main Address
1733 Park Street Suite 350, Naperville, IL 60563Phone Number
(331) 204-6230# of Employees
13SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,250AUM (Assets Under Management)
$994,110,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LANTZ FINANCIAL LLC | THE LANTZ FINANCIAL TEAM | LANTZ TEAM | LANTZ FINANCIAL TEAM
State Registrations and Notice Filings
(1/25/2023)
(9/24/2018)
(9/25/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2001About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Jon Lantz's CRS (Customer Relationship Summary).
Services Offered by Michael
- Estate & Legacy Planning
- Financial Planning
- Risk Management & Insurance
- Investment Management
- Retirement Planning
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