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Joseph Holmes Harrison

Joseph H. Harrison

Lodestar Private Asset Management | FINANCIAL ADVISOR | PRINCIPAL
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CRD#: 2099736
Joseph Holmes Harrison

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Holmes Harrison, who also goes by Joe Harrison III, Joe Harrison, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1990. Joseph had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Biography

Joe has been helping people of all backgrounds successfully navigate the world of money for more than twenty-five years – from his early days as a Peace Corps volunteer teaching economics in Ukraine to present-day management of complex financial strategies for corporate executives, business owners, and others. A Bay Area resident since 1999, Joe lives in Walnut Creek with his wife, son, and two dogs and spends as much of his free time as possible enjoying the incredible nature and diverse culture that surround us.
top-8-questions

Question & Answer

Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
401(k)/403(b)/IRAs
Buying a Home
Career Change
Asset Allocation
Estate Planning
Investment Management
Employee Benefits
Getting Married
Real Estate
Retirement
Stocks & Bonds
Starting a Family
Are you a "fiduciary"?
No

Aliases

Joe Harrison Iii | Joe Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 5, 2012 - September 11, 2013

SCF INVESTMENT ADVISORS, INC.

RIA
CRD#: 123608
BELLEVUE, WA
Past

December 4, 2012 - September 11, 2013

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA
Past

February 20, 2009 - December 2, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
TUKWILA, WA
Past

February 20, 2009 - December 2, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
TUKWILA, WA
Past

January 29, 2002 - February 18, 2009

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
SEATTLE, WA
Past

December 10, 1997 - February 18, 2009

WAMU INVESTMENTS, INC.

BD
CRD#: 599
SEATTLE, WA
Past

June 8, 1994 - December 18, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

October 29, 1990 - June 20, 1994

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/17/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/14/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/7/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/26/1990
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SI
SCF INVESTMENT ADVISORS, INC.
APEX RETIREMENT CONSULTING | WESTBERRY WEALTH MANAGEMENT, LLC | UPTREX LLC DBA UPTREX WEALTH ADVISORS | UNION STREET ADVISORS, LLC | TRUECOURSE INVESTMENT MANAGEMENT | TEXAS FINANCIAL RESOURCES, LP DBA TFR WEALTH MANAGEMENT | TAX & INVESTMENT ADVISORS, INC. | STRATEGIC WEALTH ADVISORS GROUP SERVICES, INC. DBA, STRATEGIC WEALTH ADVISORS GROUP | SLADE FINANCIAL ADVISORY PLLC | SIERRA WEALTH MANAGEMENT | SCF INVESTMENT ADVISORS, INC. DBA SCF | SCF INVESTMENT ADVISORS, INC. | SAVVY WEALTH MANAGEMENT | RPM FINANCIAL GROUP, LLC | REDFISH CAPITAL MANAGEMENT | OLD BRIDGE WEALTH, INC. | NEVILLE FINANCIAL GROUP, INC. | MT. JULIET ADVISORS, LLC | MONEYWISE WEALTH MANAGEMENT | MISSION FINANCIAL ADVISORS | MILLER WEALTH PARTNERS, LLC | KELLY FINANCIAL GROUP | INTEGRITY WEALTH MANAGEMENT INC. | INTEGRATED LIFE & FINANCIAL PLANNING, LLC | HAMMER WEALTH GROUP | GUTH FINANCIAL | GATEWAY FINANCIAL GROUP | FORTHRIGHT CAPITAL MANAGEMENT | FINANCIAL PLANNING ADVISORS, INC. | DALTON WEALTH GROUP | DAILEY WEALTH MANAGEMENT | CREATIVE FINANCIAL STRATEGIES, LLC | COHESION WEALTH ADVISORS, LLC | BUFFALO FINANCIAL STRATEGIES | BENEFITS ONE | ASH CREEK FINANCIAL ADVISORS

CRD#: 123608 / SEC#: 801-71206

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Contact information

Main Address
10150 Meanley Drive First Floor, San Diego, CA 92131
Mailing Address
Phone number
(559) 456-6108
Established
Firm type
Fiscal year end
# of Employees
263

Documents

Latest Form ADV

Part 2 Brochures

SCF FORM ADV 2A BROCHURE MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts6,190
AUM (Assets Under Management)$ 1,349,597,453

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/17/2024
Cover Page
Report
06/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCF INVESTMENT ADVISORS, INC.

FINANCIAL ADVISOR | PRINCIPALCRD#: 123608

DBA Information

Lodestar Private Asset Management

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