Derek R. D'alonzo

ALDEN INVESTMENT GROUP

Hockton, GA

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CRD#: 2099610

Professional summary

Derek Rudolf D'alonzo was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Derek Rudolf D'alonzo, who also goes by Derek Rudolf Dalonzo, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Hockton, Georgia.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Derek has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek Rudolf Dalonzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Rudolf D'alonzo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2022 - Present

ALDEN INVESTMENT GROUP

RIA

CRD#: 317077

Hockton, GA

Past

December 2, 2020 - November 22, 2022

ALDEN CAPITAL

RIA

CRD#: 293551

Hoschton, GA

Past

November 30, 2020 - May 20, 2022

J. ALDEN ASSOCIATES, INC.

CRD#: 40002

WAYNE, PA

Past

August 24, 2017 - October 29, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SUWANEE, GA

Past

August 24, 2017 - October 29, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SUWANEE, GA

Past

September 9, 2016 - June 19, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

SUWANEE, GA

Past

September 24, 2014 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

LAWRENCEVILLE, GA

Past

January 25, 2013 - June 19, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

LAWRENCEVILLE, GA

Past

December 14, 2001 - January 29, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BUFORD, GA

Past

April 2, 2001 - December 20, 2001

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

March 2, 1999 - March 19, 2001

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

December 11, 1996 - March 1, 1999

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

December 13, 1993 - December 13, 1996

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 15, 1991 - December 20, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 10, 1991 - October 29, 1991

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/1991

General Securities Representative Examination

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek R. D'alonzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Rudolf D'alonzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDEN CAPITAL

J. ALDEN ASSOCIATES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

BB&T INVESTMENT SERVICES, INC.

STERNE, AGEE & LEACH, INC.

JOSEPHTHAL & CO., INC.

J.P. MORGAN SECURITIES LLC

LEHMAN BROTHERS INC.

J. W. GANT & ASSOCIATES, INC.

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2014

Series 63

Date: 11/21/1991

SIE

Date: 10/1/2018

Series 7

Date: 10/9/1991

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

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