KENNETH J. SEVERUD
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
KENNETH JAMES SEVERUD, who also goes by Ken Severud, Kenny Severud, was a registered financial professional .
KENNETH is a previously registered financial professional and started their career in finance in 1993. KENNETH had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2011 - July 7, 2023
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
June 11, 2008 - May 19, 2011
LPL FINANCIAL LLC
February 22, 2008 - July 7, 2023
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
February 22, 2008 - September 25, 2023
LPL FINANCIAL LLC
August 3, 2005 - October 19, 2006
PIPER SANDLER & CO.
October 10, 2000 - June 14, 2005
VOYA FINANCIAL ADVISORS, INC.
July 21, 1993 - September 19, 2000
JOHN G. KINNARD AND COMPANY, INCORPORATED
Primary Firm SEC Registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Senior Vice President, M&A Diligence and Integration PlanningCRD#: 116407TRUST BUT VERIFY
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