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KENNETH JAMES SEVERUD

KENNETH J. SEVERUD

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CRD#: 2099541
KENNETH JAMES SEVERUD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

KENNETH JAMES SEVERUD, who also goes by Ken Severud, Kenny Severud, was a registered financial professional .

KENNETH is a previously registered financial professional and started their career in finance in 1993. KENNETH had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Biography


Before joining Wealth Enhancement Group, Ken was senior project advisor for a Fortune 500 financial services firm where he provided vision, planning, implementation and contract negotiation services for a strategic initiative to consolidate clearing relationships and establish a hybrid investment management platform. His entire career has been in the financial services industry, primarily in operations, sales support, compliance, and project management. Ken has held senior management roles at a regional wirehouse and at national independent broker-dealers. Ken has had various roles since joining Wealth Enhancement Group in 2007 and currently leads Mergers & Acquisitions Diligence and Integration Planning, along with Facilities at Wealth Enhancement Group.
top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ken Severud | Kenny Severud

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/13/2008: Wealth Enhancement Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2) 11/20/2008: WEG MOTOV8R Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - No Time Spent - The business was required to be established as a holding company for Wealth Enhancement Group Holdings (WEGH) ownership interest. WEGH is the parent company of the DBA for LPL Business, Wealth Enhancement Group Inc. As an S-corp I hold all positions. 3) 3/11/2009: Wealth Enhancement Advisory Services, LLC - DBA: Wealth Enhancement Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - RIA provides asset management and financial planning services. 4) 04/06/2022 - Wealth Enhancement Group, LLC - Investment Related - Insurance Agency - Officer - Start Date: 12/31/2007.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 27, 2011 - July 7, 2023

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
PLYMOUTH, MN
Past

June 11, 2008 - May 19, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
PLYMOUTH, MN
Past

February 22, 2008 - July 7, 2023

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
PLYMOUTH, MN
Past

February 22, 2008 - September 25, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
PLYMOUTH, MN
Past

August 3, 2005 - October 19, 2006

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

October 10, 2000 - June 14, 2005

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

July 21, 1993 - September 19, 2000

JOHN G. KINNARD AND COMPANY, INCORPORATED

BD
CRD#: 466
MINNEAPOLIS, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA
Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/10/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA
Registered Investment Advisory firm - (12/21/2001 Approved)
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Contact information


Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
Phone number
(763) 417-1700
Established
Firm type
Fiscal year end
# of Employees
1,230

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)

Regulatory assets under management


Total Number of Accounts186,400
AUM (Assets Under Management)$ 94,632,028,506

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
12/20/2024
Cover Page
03/05/2024
09/26/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Senior Vice President, M&A Diligence and Integration PlanningCRD#: 116407

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Contact information


(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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