James Anthony Panzer Jr
Professional Summary
James Anthony Panzer JR is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Champaign, Illinois and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. James has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Years of Experience
27 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Current Firm
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES
Contact Information
Main Address
1636 North Logan Street, Denver, CO 80203Phone Number
(303) 626-0634# of Employees
21SEC notice filing (28 States and Territories)
Registered to provide investment advisory services in 28 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
166AUM (Assets Under Management)
$76,319,944Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
Primary Firm SEC Registration
INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES
State Registrations and Notice Filings
(7/2/2026)
(7/30/2026)
(9/28/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2026About the Series 6TO examSRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view James Anthony Panzer JR's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
SIMPLICITY WEALTH
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CROSSTREE CAPITAL SECURITIES, LLC
