James A. Panzer

INVESTMENT RESEARCH

Champaign, IL 61822

Some features on this profile are disabled

CRD#: 2099482

Professional summary

James Anthony Panzer JR is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Champaign, Illinois and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. James has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Panzer Financial, Insurance Related. Owner. Have sold only annuities and insurance policies. Insurance license re-activated 3/2025 3313 Palmer Dr Champaign Illinois 61822 0-5 hours per month 0-5 hours during trading hours. 2) Part-time Ride Share Driver, Non-Investment Related, Have been involved on a part-time basis since 2015. 10 hours per week maximum 0 hours during trading. 3) Operate 2 E-commerce websites, Non-Investment Related. www.beanswithoutborders offers retail coffee and tea related items. Beanswithoutborders.com started in January 2026. 4) Investment Research Corporation (DBA) World Capital Brokerage Advisory Services), Investment Related, 1636 North Logan Street, Denver, CO 80203, Investment Advisor, Investment Advisor Representative, Investment Advisor Representative, 07/20/2026, 30 hours/month, 30 hours per month during trading hours, Investment Advisor Representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Anthony Panzer JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2026 - Present

INVESTMENT RESEARCH CORP

Office #1: 3313 Palmer Drive, Champaign, IL 61822

RIA

CRD#: 108208

Champaign, IL

Current

June 11, 2026 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 Logan Street, Denver, CO 80203

CRD#: 37

DENVER, CO

Past

July 24, 2009 - October 20, 2017

INVESTACORP, INC.

CRD#: 7684

RANTOUL, IL

Past

January 26, 2004 - July 27, 2009

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

CHAMPAIGN, IL

Past

November 26, 2003 - July 27, 2009

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

CHAMPAIGN, IL

Past

August 14, 1999 - December 1, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(7/2/2026)

IAR

Illinois
(7/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/2026

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/11/2026

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/17/2026

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/3/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/10/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Michael Erpenbach

LPL FINANCIAL LLC

IAR

LAKE ELMO, MN

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James A. Panzer

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Anthony Panzer JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

INVESTACORP, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

EDWARD JONES

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2026

Series 63

Date: 7/2/2026

Series 6TO

Date: 6/11/2026

SIE

Date: 4/17/2026

Series 31

Date: 3/3/2005

Series 7

Date: 8/10/1999

FINRA

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

Similar Advisors