Michael N. Fleury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Norman Fleury, CFP®, who also goes by Mike Fleury, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1972. Michael had worked at 8 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1979
Experience
January 2, 2009 - February 16, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 17, 1995 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1990 - February 16, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 19, 1989 - January 12, 1990
OSAIC WEALTH, INC.
January 23, 1984 - November 10, 2017
FLEURY FINANCIAL GROUP, INC.
May 30, 1979 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 27, 1978 - July 7, 1979
E. F. HUTTON & COMPANY INC
April 12, 1978 - September 21, 1978
INDEPENDENT FINANCIAL PLANNERS CORPORATION
August 1, 1972 - September 21, 1978
INDEPENDENT SECURITIES CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 1
Date: 7/25/1972
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
