James D. Duyck
Professional summary
James David Duyck is a registered financial professional currently at FIRST SECURITIES NORTHWEST, INC. located in Milwaukie, Oregon.
James is registered as a RR (Registered Representative) and started their career in finance in 1991. James has worked at 1 firm and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James David Duyck's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 1991 - Present
FIRST SECURITIES NORTHWEST, INC.
Office #1: 18824 S.e. Mildred St, Milwaukie, OR 97267Office #2: 18824 Se Mildred St, Milwaukie, OR 97267State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/1991)
(2/25/1992)
(4/25/1994)
(2/28/1995)
(2/21/1992)
(2/24/1992)
(2/25/1991)
(4/25/1994)
(2/25/1991)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
FIRST SECURITIES NORTHWEST, INC.
CRD#: 14627 / SEC#: , 8-30977
Contact information
FINRA licenses (11 States and Territories)
Disclosures
| Regulatory Event | 1 |
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