Richard R. Tullo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Ralph Tullo JR was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1990. Richard had worked at 11 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2017 - March 13, 2020
MIDTOWN PARTNERS
June 1, 2009 - January 11, 2017
TD PRIME SERVICES LLC
September 27, 2006 - May 28, 2008
SIDOTI & COMPANY, LLC
September 25, 2003 - February 10, 2004
SANDERS MORRIS LLC
September 25, 2001 - August 4, 2003
PROVIDENCE CAPITAL, INC.
April 18, 2000 - May 16, 2001
CIBC WORLD MARKETS CORP.
August 24, 1999 - May 10, 2000
UBS FINANCIAL SERVICES INC.
January 1, 1999 - August 17, 1999
CROWN FINANCIAL GROUP, INC.
October 9, 1997 - September 28, 1998
HAMBRECHT & QUIST LLC
June 17, 1991 - October 7, 1997
FINANCIAL SQUARE PARTNERS
November 27, 1990 - June 5, 1991
PRUDENTIAL EQUITY GROUP, LLC
October 17, 1990 - December 8, 1990
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/24/1999
Limited Representative-Equity Trader ExamCurrent Firm
MIDTOWN PARTNERS
CRD#: 104223 / SEC#: , 8-52685
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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