Paul E. Needham

COLEMMA ASSET MANAGEMENT LLC

Norwood, MA

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CRD#: 2099315

Professional summary

Paul Edward Needham is a registered financial advisor currently at COLEMMA ASSET MANAGEMENT LLC located in Norwood, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Paul has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Point32Health; Not Investment related; Canton, MA; Health Insurance; Program Manager; 09/2022; 160 hrs./month; 130 hrs./trading; managing health insurance program.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Needham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2023 - Present

COLEMMA ASSET MANAGEMENT LLC

RIA

CRD#: 326834

Norwood, MA

Past

March 22, 2000 - November 7, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

November 2, 1990 - January 11, 2000

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/1/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLEMMA ASSET MANAGEMENT LLC

CRD#: 326834 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/25/2023 Approved)

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Contact information

Main Address

Norwood, MA

Mailing Address

Phone number

(781) 752-8132

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 306,926

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul E. Needham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Needham's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLEMMA ASSET MANAGEMENT LLC

FIDELITY BROKERAGE SERVICES LLC

DEAM INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/2023

Series 63

Date: 11/1/1990

Series 6

Date: 11/1/1990

Current Firm

COLEMMA ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COLEMMA ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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