Steven S. Volpe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Sisto Volpe, CFP® was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1990. Steven had worked at 5 firms and has passed the Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 1997 - December 31, 2013
VOLPE FINANCIAL CONSULTING
July 27, 1994 - October 31, 1996
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 30, 1991 - July 28, 1994
PFS INVESTMENTS INC.
October 17, 1990 - January 3, 1991
IDS LIFE INSURANCE COMPANY
October 17, 1990 - January 3, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VOLPE FINANCIAL CONSULTING
CRD#: 130423 / SEC#:
Contact information
Red Flags
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