Christina L. Alfandary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina L Alfandary, who also goes by Christina Lien Chiu, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 1991. Christina had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2020 - February 20, 2025
BCW SECURITIES LLC
January 22, 2020 - April 7, 2020
G.DISTRIBUTORS, LLC
August 29, 2016 - December 31, 2019
G.RESEARCH, LLC
February 21, 2002 - August 26, 2005
G.RESEARCH, LLC
January 16, 2001 - January 16, 2002
GABELLI FIXED INCOME DISTRIBUTORS, INC.
September 1, 1995 - March 28, 2000
MORGAN STANLEY & CO. LLC
August 30, 1991 - December 23, 1993
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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