Mark S. Kavana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Steven Kavana was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 2 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 1991 - December 20, 1991
TAMARON INVESTMENTS, INC.
February 8, 1991 - October 31, 1991
FIRST CHOICE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/6/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
TAMARON INVESTMENTS, INC.
CRD#: 14929 / SEC#: , 8-31412
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
