Joseph D. Polsinelli
Professional summary
Joseph Delio Polsinelli, who also goes by Joseph D Polsinelli, is a registered financial advisor currently at NOTTINGHAM WEALTH PARTNERS, INC. located in Latham, New York and LPL FINANCIAL LLC located in Palm City, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Delio Polsinelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
NOTTINGHAM WEALTH PARTNERS, INC.
Office #1: 782 Troy Schenectady Rd., Latham, NY 12110September 5, 2023 - Present
LPL FINANCIAL LLC
Office #2: 14 Plaza Dr Ste 100, Latham, NY 12110Office #3: 4782 State Hwy 30, Amsterdam, NY 12010May 21, 2021 - September 5, 2023
CETERA INVESTMENT ADVISERS LLC
May 21, 2018 - May 21, 2018
CETERA INVESTMENT ADVISERS LLC
May 18, 2018 - September 5, 2023
CETERA FINANCIAL SPECIALISTS LLC
February 16, 2018 - June 8, 2018
STRATOS WEALTH PARTNERS, LTD
February 15, 2018 - May 29, 2018
LPL FINANCIAL LLC
November 12, 2014 - February 15, 2018
CETERA FINANCIAL SPECIALISTS LLC
October 3, 2011 - November 13, 2014
CADARET, GRANT & CO., INC.
January 3, 2005 - September 30, 2011
GWN SECURITIES INC.
February 20, 2001 - December 31, 2003
PMG SECURITIES CORPORATION
May 14, 1999 - June 28, 1999
KEY CLEARING CORP.
January 19, 1999 - May 14, 1999
KEY INVESTMENTS INC.
August 19, 1997 - December 23, 1998
LPL FINANCIAL LLC
January 14, 1997 - September 2, 1997
PRIME CAPITAL SERVICES, INC.
February 16, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 16, 1995 - May 23, 1997
SIGNATOR INVESTORS, INC.
July 13, 1992 - May 2, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 13, 1992 - May 2, 1994
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
NOTTINGHAM WEALTH PARTNERS, INC.
CRD#: 306971 / SEC#: 801-120561
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2023)
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(11/6/2024)
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(10/10/2023)
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(7/24/2024)
(1/31/2024)
Exams
FINRA
Current Firm
NOTTINGHAM WEALTH PARTNERS, INC.
CRD#: 306971 / SEC#: 801-120561
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 299 |
| AUM (Assets Under Management) | $ 80,455,295 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
