Joseph W. Oneill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph William Oneill was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1991. Joseph had worked at 2 firms and has passed the Series 99TO, SIE, Series 6 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1994 - December 12, 1996
EAGLE STRATEGIES CORP
December 21, 1994 - June 3, 2022
NYLIFE SECURITIES LLC
February 22, 1991 - July 21, 1993
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EAGLE STRATEGIES CORP
CRD#: 36707 / SEC#: , 8-47434
Contact information
Documents
Red Flags
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