David H. Bonnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Henry Bonnes, who also goes by Dave Bonnes Jr, David Henry Bonnes, David Bonnes, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 51, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2010 - May 3, 2013
COUNTRY CAPITAL MANAGEMENT COMPANY
March 10, 2009 - June 9, 2010
ALLSTATE FINANCIAL SERVICES, LLC
February 1, 2007 - December 22, 2008
AST INVESTMENT SERVICES, INC.
September 21, 2005 - December 22, 2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 28, 2004 - August 2, 2005
TRUIST INVESTMENT SERVICES, INC.
June 7, 2004 - August 2, 2005
TRUIST INVESTMENT SERVICES, INC.
June 24, 2003 - May 19, 2004
EDWARD JONES
February 1, 2002 - April 8, 2003
CHARLES SCHWAB & CO., INC.
October 23, 2001 - April 8, 2003
CHARLES SCHWAB & CO., INC.
March 27, 2001 - October 1, 2001
AMERIPRISE ADVISOR SERVICES, INC.
May 7, 1999 - September 14, 1999
NORTHSTAR SECURITIES, INC.
November 19, 1993 - April 21, 1999
FIDELITY BROKERAGE SERVICES LLC
March 6, 1992 - May 18, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 6, 1992 - May 18, 1993
EQUITABLE ADVISORS, LLC
October 24, 1990 - January 17, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/5/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COUNTRY CAPITAL MANAGEMENT COMPANY
CRD#: 12060 / SEC#: , 8-12645
Contact information
FINRA licenses (31 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY LIFE INSURANCE COMPANY | SHAREHOLDER | |
| BULL, DAVID B | PRINCIPAL OPERATIONS OFFICER | 5287948 |
| DARMSTAEDTER, GEOFFREY FREDERICK | CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 5709185 |
| DODDS, ALAN KEITH | VICE PRESIDENT - FINANCE & TREASURER | 5660784 |
| DUNCAN, BRIAN KEITH | CHAIRMAN OF THE BOARD & DIRECTOR | 6904912 |
| ELLERMAN, DOUGLAS JOSEPH | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6096851 |
| FLETCHER, JEREMIAH DEAN | CHIEF INFORMATION SECURITY OFFICER | 6970583 |
| FRERICHS, TROY MITCHELL | CEO, EXECUTIVE REPRESENTATIVE | 4133454 |
| GREEN, DENNIS WAYNE | DIRECTOR | 6904908 |
| HARRIS, TIMOTHY JOHN | EXECUTIVE VICE PRESIDENT OF AGENCY | 3155020 |
| MEISS, DAVID LEE | DIRECTOR | 6904884 |
| SCHUTZ, CHAD KENNETH | DIRECTOR | 6904905 |
| VANCE, JENNIFER LYNN | GENERAL COUNSEL, SECRETARY & CHIEF LEGAL OFFICER | 7040592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
