Terry M. Whalen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Michael Whalen was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1991. Terry had worked at 13 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2015 - November 4, 2020
WEALTH PROTECTION GROUP
May 3, 2011 - October 25, 2013
HBW ADVISORY SERVICES LLC
February 18, 2005 - December 19, 2007
BROKERSXPRESS LLC
December 17, 2003 - February 8, 2005
PARTNERVEST ADVISORY SERVICES LLC
December 16, 2003 - February 8, 2005
PARTNERVEST SECURITIES, INC.
October 27, 2000 - December 19, 2003
LOCUST STREET SECURITIES, INC.
June 30, 1993 - November 22, 1999
E-W INVESTMENTS, INC.
May 11, 1993 - October 6, 1993
PRUCO SECURITIES, LLC.
June 18, 1992 - December 9, 1992
TOLUCA PACIFIC SECURITIES CORP.
October 15, 1991 - June 19, 1992
U.S.-WORLDWIDE FINANCIAL SERVICES, INC.
March 27, 1991 - July 17, 1991
ADAMS SECURITIES, INC.
March 22, 1991 - April 5, 1991
FIRST CHOICE SECURITIES CORP.
March 6, 1991 - March 8, 1991
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTH PROTECTION GROUP
CRD#: 173164 / SEC#:
Contact information
Red Flags
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