Cynthia M. Poveda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Mary Poveda, who also goes by Cyndi Poveda, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1991. Cynthia had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2010 - May 1, 2013
P.J. ROBB VARIABLE, LLC
October 19, 2007 - December 22, 2010
ARBOR COURT CAPITAL, LLC
September 4, 2006 - June 28, 2007
FSC SECURITIES CORPORATION
May 18, 2004 - September 17, 2004
AMERICA NORTHCOAST SECURITIES, INC.
July 28, 2003 - March 24, 2004
KEYBANC CAPITAL MARKETS INC.
February 14, 2001 - July 25, 2003
CITIGROUP GLOBAL MARKETS INC.
January 2, 2001 - January 17, 2001
FHN FINANCIAL SECURITIES CORP.
May 13, 1997 - January 2, 2001
FIFTH THIRD/MAXUS SECURITIES INC
July 25, 1994 - February 17, 1995
NATCITY INVESTMENTS, INC.
November 1, 1993 - October 3, 1994
NATIONAL CITY INVESTMENTS CORPORATION
January 23, 1991 - April 24, 1991
IDS LIFE INSURANCE COMPANY
January 23, 1991 - April 24, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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