Douglas J. Mangan
Professional summary
Douglas John Mangan was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Douglas had worked at 6 firms, which includes INVESTORS ASSOCIATES INC., VISION INVESTMENT GROUP INC., CAMELOT INVESTMENT CORP., CORTLANDT CAPITAL CORPORATION, FIRST CHOICE SECURITIES CORP., CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 1995 - April 18, 1997
INVESTORS ASSOCIATES, INC.
April 22, 1994 - March 9, 1995
VISION INVESTMENT GROUP, INC.
April 20, 1993 - September 26, 1994
CAMELOT INVESTMENT CORP.
May 18, 1992 - April 23, 1993
CORTLANDT CAPITAL CORPORATION
December 6, 1991 - December 20, 1991
FIRST CHOICE SECURITIES CORP.
December 6, 1991 - May 5, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
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