Douglas J. Kopitsch
Professional summary
Douglas John Kopitsch is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1990. Douglas has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas John Kopitsch's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2017 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660January 24, 2017 - May 19, 2017
CUNA BROKERAGE SERVICES, INC.
October 13, 2008 - November 9, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 1, 2007 - October 2, 2008
WELLS FARGO CLEARING SERVICES, LLC
April 4, 2000 - January 11, 2005
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
September 3, 1997 - March 29, 2000
FIRST UNION BROKERAGE SERVICES, INC.
February 2, 1996 - August 13, 1997
FIRST UNION BROKERAGE SERVICES, INC.
November 16, 1994 - August 13, 1997
FIRST UNION BROKERAGE SERVICES, INC.
October 19, 1990 - August 12, 1994
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2017)
(1/4/2022)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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