RF
Robert L. Foggio
JEFFERIES LLC
Houston, TX 77002
Some features on this profile are disabled
CRD#: 2098168
RF
Professional summary
Robert Louis Foggio, who also goes by Robert Foggio, Foggio Louis Robert Louis, is a registered financial professional currently at JEFFERIES LLC located in Houston, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 10 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert Foggio | Foggio Louis Robert Louis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Louis Foggio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2016 - Present
JEFFERIES LLC
Office #1: 3 Allen Center 333 Clay Street Suite 2400, Houston, TX, 77002BD
CRD#: 2347
Houston, TX
Past
June 7, 2013 - March 11, 2016
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
June 1, 2009 - June 12, 2013
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
April 3, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
May 11, 1998 - December 31, 2008
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
March 2, 1998 - April 27, 1998
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
July 17, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Past
March 7, 1997 - June 24, 1997
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Past
April 20, 1995 - February 10, 1997
SAMUEL A. RAMIREZ & COMPANY, INC.
BD
CRD#: 6963
NEW YORK, NY
Past
February 13, 1991 - March 28, 1995
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/4/2017)
RR
Alaska(8/4/2017)
RR
Arizona(8/4/2017)
RR
Arkansas(8/4/2017)
RR
California(8/4/2017)
RR
Colorado(8/4/2017)
RR
Connecticut(8/4/2017)
RR
Delaware(8/4/2017)
RR
District of Columbia(8/4/2017)
RR
Florida(8/4/2017)
RR
Georgia(8/4/2017)
RR
Hawaii(8/4/2017)
RR
Idaho(8/4/2017)
RR
Illinois(8/4/2017)
RR
Indiana(8/4/2017)
RR
Iowa(8/4/2017)
RR
Kansas(8/4/2017)
RR
Kentucky(8/4/2017)
RR
Louisiana(8/4/2017)
RR
Maine(8/4/2017)
RR
Maryland(8/4/2017)
RR
Massachusetts(8/4/2017)
RR
Michigan(8/4/2017)
RR
Minnesota(8/4/2017)
RR
Mississippi(8/4/2017)
RR
Missouri(8/4/2017)
RR
Montana(8/4/2017)
RR
Nebraska(8/4/2017)
RR
Nevada(8/4/2017)
RR
New Hampshire(8/4/2017)
RR
New Jersey(8/4/2017)
RR
New Mexico(8/4/2017)
RR
New York(3/4/2016)
RR
North Carolina(8/7/2017)
RR
North Dakota(8/4/2017)
RR
Ohio(8/7/2017)
RR
Oklahoma(8/4/2017)
RR
Oregon(8/14/2017)
RR
Pennsylvania(8/4/2017)
RR
Puerto Rico(8/4/2017)
RR
Rhode Island(8/4/2017)
RR
South Carolina(8/4/2017)
RR
South Dakota(8/4/2017)
RR
Tennessee(1/9/2019)
RR
Texas(8/4/2017)
RR
Utah(8/4/2017)
RR
Vermont(8/4/2017)
RR
Virginia(8/4/2017)
RR
Washington(8/4/2017)
RR
West Virginia(8/4/2017)
RR
Wisconsin(8/4/2017)
RR
Wyoming(8/4/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JL
JEFFERIES LLC
JEFFERIES & COMPANY, INC. | JEFFERIES LLC
CRD#: 2347 / SEC#: , 8-15074
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
520 Madison Avenue 16th Floor, New York, NY 10022
Phone number
(212) 284-2300
Established
Delaware since 03/01/2013
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
| Regulatory Event | 133 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JEFFERIES LLC
CRD#: 2347Houston, TX 77002TRUST BUT VERIFY
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