David R. Breuer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Breuer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2011 - July 15, 2013
MUTUAL SECURITIES, INC.
September 13, 2010 - July 18, 2013
GUIDANCE INVESTMENT ADVISORS, LLC
October 16, 2007 - May 13, 2011
FINTEGRA, LLC
February 7, 2005 - October 16, 2007
QUESTAR ASSET MANAGEMENT, INC.
September 2, 2003 - October 16, 2007
QUESTAR CAPITAL CORPORATION
January 7, 2002 - September 2, 2003
MUTUAL SERVICE CORPORATION
December 27, 2001 - October 1, 2010
COMPASS FINANCIAL ADVISORS LLC
June 29, 1998 - January 15, 2002
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 10, 1996 - February 20, 1998
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 30, 1992 - September 21, 1995
CUNA BROKERAGE SERVICES, INC.
January 2, 1991 - July 17, 1992
CUNA BROKERAGE SERVICES, INC.
October 5, 1990 - December 31, 1990
CENTURY INVESTORS OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
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