Howard P. Smith
Professional summary
Howard Paul Smith, who also goes by Howard P Smith, is a registered financial advisor currently at CHANGING PARAMETERS, LLC located in Los Altos, California.
Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Howard has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Howard Paul Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2004 - Present
CHANGING PARAMETERS, LLC
August 28, 2009 - June 17, 2022
CEROS FINANCIAL SERVICES, INC.
September 16, 2004 - August 31, 2009
GUGGENHEIM DISTRIBUTORS, LLC
January 5, 1999 - September 15, 2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 14, 1992 - March 26, 2013
VALUE MONITORING, INC
December 6, 1991 - December 31, 1998
OSAIC WEALTH, INC.
Primary Firm SEC Registration
CHANGING PARAMETERS, LLC
CRD#: 132551 / SEC#: 801-63495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/13/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CHANGING PARAMETERS, LLC
CRD#: 132551 / SEC#: 801-63495
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 249 |
| AUM (Assets Under Management) | $ 105,384,876 |
Red Flags
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