Daniel L. Messer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Lawrence Messer, who also goes by Dan Messer, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1990. Daniel had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2019 - May 28, 2020
T3 TRADING GROUP, LLC
July 3, 2014 - October 18, 2019
T3 TRADING GROUP, LLC
July 18, 2011 - June 30, 2014
G-2 TRADING,LLC
May 9, 2011 - July 14, 2011
BENCHMARQ TRADING PARTNERS LLC
December 22, 2009 - March 28, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
May 19, 2009 - August 19, 2009
DIMENSION SECURITIES, LLC
February 18, 2004 - May 25, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
October 25, 1994 - May 6, 2002
CIBC WORLD MARKETS CORP.
October 3, 1994 - April 18, 1995
CIBC WORLD MARKETS CORP.
October 24, 1990 - October 21, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
