Erico C. Galvez
Professional summary
Erico Cajes Galvez, who also goes by Eric Cajes Galvez, is a registered financial advisor currently at CAPITAL RESOURCE ADVISORS LLC. located in Portland, Maine.
Erico is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Erico has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erico Cajes Galvez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2025 - Present
CAPITAL RESOURCE ADVISORS LLC.
March 29, 2023 - October 24, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 29, 2023 - October 1, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2005 - April 13, 2023
CHARLES SCHWAB & CO., INC.
July 28, 2005 - April 12, 2023
CHARLES SCHWAB & CO., INC.
October 20, 2004 - July 13, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - July 13, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 4, 2002 - October 20, 2004
QUICK & REILLY, INC.
December 5, 1996 - October 20, 2004
QUICK & REILLY, INC.
August 10, 1994 - November 19, 1996
JANNEY MONTGOMERY SCOTT LLC
April 7, 1994 - May 19, 1994
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/18/2025)
Exams
Current Firm
CAPITAL RESOURCE ADVISORS LLC.
CRD#: 335281 / SEC#:
Contact information
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