Gregory W. Quon

CORE INVESTMENT MANAGEMENT

NEWPORT BEACH, CA 92660-2140

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CRD#: 2097215

Professional summary

Gregory Wendell Quon is a registered financial advisor currently at CORE INVESTMENT MANAGEMENT, LLC located in Newport Beach, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Gregory has worked at 13 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CORE INVESTMENTS MANAGEMENT, LLC. 1122 E GREEN ST, PASADENA, CA 91106. INSURANCE AGENT OFFERING FIXED ANNUITIES AND LIFE. APPROXIMATELY 20 HOURS PER MONTH, OF WHICH 5 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2013 - Present

CORE INVESTMENT MANAGEMENT, LLC

Office #1: 5000 Birch St., Ste. 3000, West Tower, Newport Beach, CA 92660-2140

RIA

CRD#: 166340

NEWPORT BEACH, CA

Past

January 10, 2011 - November 2, 2012

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

January 10, 2011 - November 2, 2012

QUESTAR CAPITAL CORPORATION

CRD#: 43100

PASADENA, CA

Past

March 1, 2007 - December 31, 2010

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

PASEDENA, CA

Past

March 1, 2007 - December 31, 2010

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

PASEDENA, CA

Past

October 18, 2005 - March 1, 2007

CAPITAL SECURITIES OF AMERICA, INC.

RIA

CRD#: 36405

PASADENA, CA

Past

July 30, 1996 - March 1, 2007

CAPITAL SECURITIES OF AMERICA, INC.

CRD#: 36405

HARTVILLE, OH

Past

February 15, 1995 - June 11, 1996

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

December 19, 1994 - December 31, 1994

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

June 1, 1994 - August 29, 1995

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

March 24, 1994 - June 10, 1994

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

December 6, 1993 - March 16, 1994

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

September 24, 1991 - December 22, 1993

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 6, 1991 - August 12, 1991

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

November 1, 1990 - August 5, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/7/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/30/1990

General Securities Representative Examination

Current Firm

CORE INVESTMENT MANAGEMENT, LLC

CRD#: 166340 / SEC#:

California

Registered Investment Advisory firm - (2/4/2013 Approved)

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Contact information

Main Address

5000 Birch St., Ste. 3000, West Tower, Newport Beach, CA 92660-2140

Mailing Address

Phone number

(626) 568-1031

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 15,973,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory W. Quon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Wendell Quon's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

CAPITAL SECURITIES OF AMERICA, INC.

CAPITAL SECURITIES OF AMERICA, INC.

ROUND HILL SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST AFFILIATED SECURITIES

WELLS FARGO SECURITIES INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CAPITAL BROKERAGE CORPORATION

GRIFFIN FINANCIAL SERVICES

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/7/1990

Series 7

Date: 10/30/1990

Current Firm

CORE INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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