Lawrence L. Fahey

EATON VANCE DISTRIBUTORS

BOSTON, MA 02109

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CRD#: 2097212

Professional summary

Lawrence Louis Fahey is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts and MORGAN STANLEY DISTRIBUTION, INC. located in Boston, Massachusetts.

Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1991. Lawrence has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lawrence Louis Fahey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2003 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: 1 Post Office Square, Boston, MA 02109

CRD#: 37731

BOSTON, MA

Current

December 19, 2022 - Present

MORGAN STANLEY DISTRIBUTION, INC.

Office #1: 1 Post Office Square, Boston, MA 02109

CRD#: 30344

Boston, MA

Past

March 13, 2001 - December 4, 2002

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

September 8, 1994 - February 20, 2001

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

October 5, 1993 - August 29, 1994

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Past

March 16, 1993 - July 2, 1993

G.R. STUART & COMPANY, INC.

CRD#: 29101

MAYNARD, MA

Past

October 8, 1991 - March 16, 1993

FINANCIAL SECURITIES NETWORK,INC.

CRD#: 16153

Past

July 16, 1991 - October 8, 1991

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/23/2003)

Exams

State Security Law Exam

Series 63

Date: 11/2/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MORGAN STANLEY DISTRIBUTION, INC.

MAS FUND DISTRIBUTION, INC. | MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344 / SEC#: , 8-44766

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1585 Broadway, New York, NY 10036

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone number

(212) 296-7860

Established

Pennsylvania since 02/28/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MORGAN STANLEY INVESTMENT MANAGEMENT INC.	OWNER
FAHEY, LAWRENCE LOUIS	PRINCIPAL OPERATIONS OFFICER	2097212
KASETA, LYNN M	CHIEF COMPLIANCE OFFICER	6451373
KUSH, ANTHONY N	PRINCIPAL FINANCIAL OFFICER AND FINOP	7463692
MCMULLEN, FREDERICK ALLEN	DIRECTOR AND TEXAS DESIGNATED PRINCIPAL	2537409
SCHOEN, SAMANTHA JANE	DIRECTOR	7006907
WITKOS, MATTHEW JOSEPH	PRESIDENT AND DIRECTOR	2034689

Red Flags

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Advisor Monitoring

Firm Stability Insights

Lawrence L. Fahey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lawrence Louis Fahey's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY DISTRIBUTION, INC.

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

WINSLOW, EVANS & CROCKER, INC.

G.R. STUART & COMPANY, INC.

FINANCIAL SECURITIES NETWORK,INC.

VP DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/2/1990

SIE

Date: 10/1/2018

Series 7

Date: 7/15/1991

Series 24

Date: 7/2/2008

FINRA

Current Firm

MORGAN STANLEY DISTRIBUTION, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MORGAN STANLEY DISTRIBUTION, INC.

TRUST BUT VERIFY

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