Tamara L. Hubert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tamara Lynn Hubert, CFP®, who also goes by Tamara Lynn Hillenbrand, was a registered financial professional .
Tamara is a previously registered financial professional and started their career in finance in 1990. Tamara had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1997
Experience
March 21, 2014 - November 4, 2024
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
June 2, 1997 - November 4, 2024
LASALLE ST SECURITIES, L.L.C.
December 11, 1993 - June 11, 1997
CAPITAL BROKERAGE CORPORATION
May 26, 1993 - September 9, 1993
AEGON USA SECURITIES INC.
October 5, 1990 - April 20, 1993
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
