Kenneth H. Nahrstedt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth H Nahrstedt, who also goes by Ken Nahrstedt, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2000. Kenneth had worked at 3 firms and has passed the Series 66, Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2022 - December 5, 2025
L.M. KOHN & COMPANY
November 30, 2022 - December 5, 2025
L.M. KOHN & COMPANY
April 24, 2007 - November 29, 2022
BAKER & CO., INCORPORATED
May 8, 2000 - November 29, 2022
BAKER & CO., INCORPORATED
March 22, 2000 - October 30, 2000
CARNEGIE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 10/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
L.M. KOHN & COMPANY
CRD#: 27913 / SEC#: 801-38116, 8-43303
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,799 |
| AUM (Assets Under Management) | $ 2,091,208,747 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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