Michael J. Levas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael J Levas, who also goes by Michael James Levas, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2012 - November 29, 2016
OLYMPIAN INVESTMENT MANAGEMENT, LLC
November 20, 2008 - March 23, 2010
OLYMPIAN SECURITIES LLC
April 12, 2007 - April 5, 2013
OLYMPIAN CAPITAL MANAGEMENT, LLC
April 4, 2007 - December 31, 2010
OLYMPIAN CAPITAL MANAGEMENT, LLC
October 11, 2000 - February 9, 2007
LEHMAN BROTHERS INC.
July 21, 1999 - October 18, 2000
COWEN AND COMPANY
May 22, 1997 - July 30, 1999
UBS FINANCIAL SERVICES INC.
November 16, 1995 - May 27, 1997
J.P. MORGAN SECURITIES LLC
December 21, 1992 - November 30, 1995
ADVEST, INC.
July 17, 1992 - December 31, 1992
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLYMPIAN INVESTMENT MANAGEMENT, LLC
CRD#: 151690 / SEC#: 801-70658
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
