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SS

Scott W. Seibert

J. D. SEIBERT & COMPANY
CINCINNATI, OH 45202-2024
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CRD#: 2096860
SS
Scott William SeibertJ. D. SEIBERT & COMPANY

Professional summary

Scott William Seibert is a registered financial professional currently at J. D. SEIBERT & COMPANY, INC. located in Cincinnati, Ohio and TCFG WEALTH MANAGEMENT, LLC located in Laguna Niguel, California.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 2 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 27, Series 24, Series 53 and Series 4 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott William Seibert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 1995 - Present

J. D. SEIBERT & COMPANY, INC.

Office #1: 20 West 9th Street, Cincinnati, OH 45202-2024
BD
CRD#: 7884
CINCINNATI, OH
Current

June 12, 2026 - Present

TCFG WEALTH MANAGEMENT, LLC

Office #1: 28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677
BD
CRD#: 164153
LAGUNA NIGUEL, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/15/2026)
RR
Colorado
(6/15/2026)
RR
Connecticut
(6/15/2026)
RR
Florida
(6/15/2026)
RR
Georgia
(6/15/2026)
RR
Illinois
(6/15/2026)
RR
Indiana
(6/23/2026)
RR
Kentucky
(6/23/2026)
RR
Michigan
(6/15/2026)
RR
Montana
(6/15/2026)
RR
Nevada
(6/15/2026)
RR
New Jersey
(6/15/2026)
RR
New Mexico
(6/15/2026)
RR
New York
(6/15/2026)
RR
North Carolina
(6/15/2026)
RR
Ohio
(6/25/2026)
RR
Oregon
(6/15/2026)
RR
Pennsylvania
(6/15/2026)
RR
Rhode Island
(6/15/2026)
RR
South Carolina
(6/15/2026)
RR
Tennessee
(6/15/2026)
RR
Texas
(6/15/2026)
RR
Washington
(6/15/2026)
RR
Wisconsin
(6/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/5/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/19/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/4/1998
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/13/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/7/1997
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/10/1996
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TW
TCFG WEALTH MANAGEMENT, LLC
TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153 / SEC#: , 8-69089

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677
Mailing Address
28202 Cabot Road, Suite 300, Laguna Niguel, CA 92677
Phone number
(949) 365-5830
Established
Delaware since 04/10/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CERTUS FINANCIAL GROUP, LLCMANAGING MEMBER
ROBERTS, RICHARD JAMESPRESIDENT / CEO2145874
TESLA, DEETRA MARIECCO2567278
THORNTON, STEVEN LEEFINOP / CFO4496384

Disclosures

Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153Cincinnati, OH 45202-2024

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