Christian M. Holzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Michael Holzer, who also goes by Chris Holzer, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1990. Christian had worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2019 - June 17, 2019
LEK SECURITIES CORPORATION
January 9, 2017 - July 13, 2017
PATRICK CAPITAL MARKETS, LLC
June 9, 2014 - January 14, 2015
RAFFERTY CAPITAL MARKETS, LLC
February 25, 2014 - May 30, 2014
X-CHANGE FINANCIAL ACCESS, LLC
February 12, 2014 - May 30, 2014
XFA SECURITIES, LLC
August 1, 2012 - September 10, 2013
BNP PARIBAS SECURITIES CORP.
July 13, 2010 - July 31, 2012
MKM PARTNERS LLC
July 13, 2006 - July 13, 2010
COMMERZ MARKETS LLC
October 12, 2001 - November 3, 2004
DEUTSCHE BANK SECURITIES INC.
November 4, 1996 - February 24, 2000
PERSHING LLC
September 24, 1990 - October 19, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/15/1999
Limited Representative-Equity Trader ExamCurrent Firm
LEK SECURITIES CORPORATION
CRD#: 33135 / SEC#: , 8-42152
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 42 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
