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PT

Paula R. Tillett

AEI SECURITIES
St. Paul, MN 55101-4901
Some features on this profile are disabled
CRD#: 2096668
PT

Professional summary


Paula Rae Tillett, who also goes by Paula Rae Lewellyn, Paula Rae Pientok, Paula Rae Troutfetter, is a registered financial professional currently at AEI SECURITIES, INC. located in St. Paul, Minnesota.

Paula is registered as a RR (Registered Representative) and started their career in finance in 1998. Paula has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Paula Rae Lewellyn | Paula Rae Pientok | Paula Rae Troutfetter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paula Rae Tillett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 4, 2008 - Present

AEI SECURITIES, INC.

Office #1: 1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901
BD
CRD#: 6158
St. Paul, MN
Past

December 9, 2002 - July 27, 2007

AEI SECURITIES, INC.

BD
CRD#: 6158
ST. PAUL, MN
Past

February 1, 2000 - March 13, 2002

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 19, 1998 - September 10, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(2/4/2008)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/9/1998
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 3/2/2001
Futures Managed Funds Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AS
AEI SECURITIES, INC.
AEI INCORPORATED | AEI SECURITIES, INC.

CRD#: 6158 / SEC#: , 8-16750

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901
Mailing Address
1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901
Phone number
(651) 227-7333
Established
Minnesota since 02/03/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AEI CAPITAL CORPORATIONHOLDING COMPANY
HERSTAD, THOMAS DAVIDCCO AND PRINCIPAL OPERATIONS OFFICER2386336
NYGARD, MARNI JOCEO AND PRESIDENT6333193
PETERSEN, KEITH ERNESTPRINCIPAL FINANCIAL OFFICER, CFO, SECRETARY AND TREASURER6747299

Disclosures


Regulatory Event3
Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AEI SECURITIES, INC.

CRD#: 6158St. Paul, MN 55101-4901

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